March 27, 2018
Experience tells us that 99.9% of independent RIA firms are conscientious about doing the right thing for clients, yet many of these firms struggle with compliance. […]
September 28, 2016
Is your office consistent in terms of how it goes about handling the client onboarding process? In how it goes about managing and meeting client expectations? […]
September 27, 2016
As a financial advisor, you’re in the business of relationships. You build relationships with clients so you can manage their wealth for them, and doing that […]
September 19, 2016
During the last few weeks, I’ve had the opportunity to attend both the Orion FUSE event and the SS&C/Advent Deliver Conference. The two events could not […]
August 30, 2016
It’s not too hard to come up with a list of things that work better together: Sonny and Cher, waffles and fried chicken, Simon and Garfunkel—although […]
August 26, 2016
Sometimes, news is just done right. On Michael Kitces’s Nerd’s Eye View, a blog that offers insights and takes on current events within the financial services […]
August 26, 2016
While at the T3 Advisor conference, February 2016, Kevin Knull of MoneyGuidePro talked with Marie Swift of Impact Communications about financial planning standards and how to […]